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Risks Involved with Discretionary Investment Management Agreement and Investment Advisory Agreement
Investment objectives and types of transactions to be made for the investment advisory or discretionary investment management agreement are to be determined upon consultation with clients. However, the values of financial instruments are influenced by various indices and market fluctuations. Therefore, the value of the asset of clients to be managed in the investment advisory or discretionary investment management agreement may become less than originally invested.
The following are the primary risks associated with our investments:
① Equity price fluctuation risk
② Liquidity risk
③ Credit risk
Compensation and Other Fees
Discretionary investment management and investment advisory fees are determined by contract over a set period based on a maximum charge of 1.575% per annum (including consumption tax) on the asset amount to be managed.
Other fees may include brokerage and transaction fees on securities.
The total amount of fees and costs varies due to the asset amount to be managed, duration and other conditions of the investment management, and cannot be expressed in the total or maximum amount. For details, please refer to the pre-transaction information sheet and those additional disclosure statements to be provided at the time of executing the discretionary investment management agreement.
